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Regulatory Ethics Technical

This field of study deals with the necessary ethical background knowledge required to adhere to rules and regulations of state licensing bodies, other governmental entities, membership associations and other professional organizations or bodies. Creating an ethical framework is absolutely necessary to be able to sort through professional dilemmas. This curriculum covers the needs of licensees in public practice, industry and government. Subjects related to regulatory ethics include, but are not limited to, the following:

  • Business Transactions with Clients
  • Competence
  • Confidential ClientInformation
  • Conflict of Interest
  • Contingent Fees, Commissions and Other Considerations
  • Discreditable Acts
  • General and ProfessionalStandards
  • Independence
  • Integrity and Objectivity
  • Licenses and Renewals
  • Malpractice
  • Professional Conduct
  • Public Interest andResponsibilities
  • Regulatory Oversight
  • Retention of Client Records
  • State Rules and Regulations
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